FundApps helps the world's largest financial institutions automate the most complex regulatory challenges and obligations. Their shareholding disclosure service streamlines the monitoring and filing process for major shareholding, short selling, issuer limits, and takeover panel disclosures in over 100 jurisdictions. With a powerful rules engine and an in-house regulatory team, FundApps analyses over $17 trillion in AuM every day.

We help our clients prove adherence to regulation, avoid fines and reputational damage, and reduce operational risk by retiring old, error-prone manual systems and processes.

Key features:

• A comprehensive library of more than 450 rules coded, reviewed, and kept up to date by FundApps’ regulatory content team
• High-quality regulatory data including takeover panels, FIRDS, short selling exemptions and more, sourced and collated for immediate use
• More than 1000 users globally, representing a diverse background of management companies each contributing to the breadth and depth of FundApps Global Company Database and Rule Commentary feature

Website: fundapps.co
Email: sales@fundapps.co

Adenza provides customers with end-to-end, trading, treasury, risk management and regulatory compliance platforms which can be delivered on-premise or on-cloud.

Adenza enables financial institutions to consolidate and streamline their operations with front-to-back solutions integrated with data management and reporting, benefitting from a single source of truth across the business.

With headquarters in London and New York, Adenza has more than 60,000 users across the world’s largest financial institutions spanning global and regional banks, broker dealers, insurers, asset managers, pension funds, hedge funds, central banks, stock exchanges and clearing houses, securities services providers and corporates.

Website: Adenza.com
Email: marketing@adenza.com

Artius Global is an innovative regulatory technology company, founded by a group of senior practitioners with over 70 years’ collective experience in the financial services industry.

Our mission is to provide effective and sustainable technology solutions to fulfil complex regulatory requirements faced by global financial institutions.

Artius Global SD

The flagship global Shareholding Disclosure ‘AGSD’ solution supports complex financial instruments and organizations that are simple or have complicated organizational structures. The rule engine covers 100+ countries for long positions, Short Selling, Takeovers and more.

Notable reporting capabilities include:

• Intraday reporting
• Auto population of multi-language disclosure forms
• Configurable parameterized rule engine
• Customizable for client specific requirements

Website: artiusglobal.com
Contact: enquiries@artiusglobal.com

Investment managers utilize Charles River’s Investment Management Solution (IMS) to manage more than US$30 trillion in assets. Charles River IMS is designed to automate and simplify the investment process across all asset classes, from portfolio management and risk analytics through trading and post-trade settlement, with integrated compliance and managed data throughout.

The Charles River Global Shareholder Disclosure Service (GSDS) helps Charles River IMS clients manage shareholder compliance more completely and efficiently by providing rule advising, writing, maintenance and support, as well as regulation updates and notifications with legal information provided by aosphere.

Website: crd.com
Email: ryanharvey@crd.com

Confluence provides solutions for 98% of the world’s top 50 asset managers. Its shareholder disclosure solution, Signal, tracks threshold violations and generates disclosures based on market-enriched customer holding, security, portfolio and trade data. Handling long, short and takeover panel thresholds, as well as issuer limits, sensitive industries and position limits, Signal covers more than 100 jurisdictions and 60 exchanges. The application is deployable in the cloud or within a client’s internal compliance infrastructure.  

Signal is supported by a strong internal regulatory team, comprised of former attorneys as well as experienced data experts.  Up-to-date regulatory data is continually sourced within the solution.  These attributes have helped Signal to serve the reporting needs of a large and diverse client base, from the large asset manager to the sovereign wealth fund to the boutique investment firm. 

Website: confluence.com
Email: info@confluence.com

Droit is a technology firm at the forefront of computational law and regulation.

Founded in 2012, Droit counts many of the largest financial institutions as its clients.

Droit is also the technology partner for Endoxa, an industry consortium aiming to improve the quality of position reporting disclosures.

Droit operationalizes Endoxa's consensus views of the disclosure rules, alongside standardized analysis contained in aosphere’s Rulefinder Shareholding Disclosure memos, to deliver codified decision logic in Droit’s Position Reporting product.

Manage your shareholder disclosure obligations informed by industry consensus and regulator engagement.

Key features:

• Rules certified by the Endoxa consortium
• Ensures access and understanding of reporting obligations based upon the latest, most relevant regulatory requirements
• Traceable audit record for every decision, for every position
• Monitoring and updating of rules delivered as a service

Website: droit.tech
Email: info@droitfintech.com

Website: INDATA
Email: info@indataipm.com

Kaizen Reporting's Shareholding Disclosure Service (SDS) provides you with a front-to-back service including an easy-to-use platform, configurable to your specific needs for monitoring and reporting disclosures.

The service covers 400+ rules in more than 95 jurisdictions, built and supported by specialists with significant industry experience in shareholding disclosure compliance.

Key features:

• Expert interpretation of all types of global shareholding rules (including but not limited to global Major Shareholding, Short, Takeover Panels, Sensitive Industry, Articles of Association, Issuer request)
• Fully automated, easy to use cloud based system with disaster recovery for monitoring and reporting (includes automated disclosure forms)
• 24/7 365 support

Website: kaizenreporting.com
Email: enquiries@kaizenreporting.com

For more than twenty years, Solutions Atlantic's Regulatory Reporting System (RRS) has been at the forefront of global shareholding disclosure automation. Supporting a client base with over $10 trillion in aggregate client AUMs and regulatory rules for 100+ jurisdictions, RRS provides complete workflow automation including; monitoring, alerting and generating submission-ready disclosure documents.

Regulatory Reporting System

RRS provides complete global shareholding disclosure automation for large positions, short positions, takeovers, foreign investments, sensitive sectors and issuer thresholds. Besides being a highly secure solution supported by unmatched subject matter expertise, global financial institutions choose RRS for its flexibility to: 

• Customize and/or introduce proprietary rules
• Customized UI and Enhanced Workflow
• Override data

Website: solutions-atlantic.com

SS&C Eze is a premier provider of global, multi-asset class investment technology solutions for the front, middle, and back office.

We provide the platform for growth for the entire investment community, maximizing efficiencies across trade order management and execution, portfolio analytics and modelling, operations, compliance, commission management, and portfolio and investor accounting.

EZE Software Group

SS&C Eze’s compliance solution offers a robust suite of tools to help manage the disclosure process across regulations including Global Major Shareholding, Short Selling, Takeover Disclosure, and more. These tools can be deployed standalone or directly integrated into pre- and intra-trade workflows in our Eze OMS.

Key features

• Real-Time Integrated Pre-Trade & Post-Trade Compliance
• Comprehensive Rule Libraries & Flexible Rule Management
• Flexible Reporting, Alert & Data Management, & Research

Website: ezesoft.com
Email: sales@ezesoft.com