In this article we focus on what fund managers need to do when reviewing their marketing communications to ensure compliance with ESMA’s guidelines.
ESMA’s guidelines for funds’ marketing communications, developed within the framework of the regulation for the cross-border distribution of investment funds and issued under article 4 of the CBDF Regulation, come into force on 2 February 2022 (the Marketing Guidelines).
Given their imminent application, in this article we focus on what a fund manager needs to do when reviewing its marketing communications to ensure compliance.
How aosphere can help
Rulefinder Marketing Restrictions – Asset Management is an online legal subscription service analysing the rules applicable to the marketing and selling of funds and investment management advisory services. Managed by a dedicated team of senior lawyers, the service covers 80+ jurisdictions and includes a daily monitoring and alerts service.
